Compliance Monitoring Specialist

Compliance Monitoring Specialist Sandton Johannesburg

 

Our client is looking for an experienced Compliance Monitoring Specialist with a deep understanding of South African insurance regulations. As the Compliance Monitoring Specialist, you will be responsible of ownership of independent, risk-based compliance monitoring activities. You will deliver on a Board-approved annual monitoring plan, leverage the Exclaim Risk and Compliance Software, and collaborate closely with stakeholders to manage compliance risks effectively.

Salary Negotiable – This is an EE position 

 

Qualifications & Requirements
Matric (Grade 12)
LLB Degree – a must
RE1 & RE5 (Compliance certification such as CPrac(SA) advantageous)
5 years’ compliance monitoring experience in insurance/financial services, including oversight of Intermediaries, Binder Holders, or Outsourced Providers.
Proficient in Exclaim or similar compliance software and MS Office Suite.
Strong understanding of South African insurance legislation and global compliance standards.

Responsibilities
Conduct compliance monitoring and risk-based assessments.
Oversee regulatory compliance across internal teams and third-party providers.
Manage and monitor Binder Holders and Intermediaries.
Develop and implement Compliance Risk Management Plans (CRMPs).
Prepare clear compliance reports and engage with regulators.
Administer and optimise the Exclaim Risk and Compliance Software.
Drive training and awareness initiatives.

Frogg Recruitment

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