Manco Compliance Officer

Manco Compliance Officer Cape Town

 

Our client, a dynamic and growing financial services company, is seeking an experienced Manco Compliance Officer to join their compliance team. The ideal candidate will have at least 4 years of experience within the Collective Investment Scheme (CIS) space and a strong understanding of CISCA. This role is responsible for managing the operational, day-to-day compliance requirements within the CIS environment.

 

Salary: Market related – depends on qualifications and experience.

 

Minimum Requirements:

Relevant degree (e.g., Law, Finance, Compliance, or related field)

Certificate/Diploma in Compliance Management

Membership with the Compliance Institute (advantageous, but not compulsory)

Minimum of 4 years’ experience in a compliance environment within the Collective Investment Scheme space

Previous Manco (Management Company) experience is essential

Strong knowledge and understanding of CISCA

Highly goal-oriented with excellent interpersonal and communication skills

Strategic thinker and problem solver, with the ability to be hands-on

 

Key Responsibilities:

Manage FSCA applications, submissions, and respond to related queries

Review and ensure all marketing material complies with applicable legislation

Submit and review Minimum Disclosure Documents (MDDs)

Conduct monthly, quarterly, and annual monitoring of outsourced providers

Collaborate with the Money Laundering Compliance Officer to embed the Risk Management and Compliance Program

Address FICA-related queries, provide training, and promote a compliance culture within the team

Perform AML due diligence on third-party managers, both new and ongoing

Provide input into entity due diligence questionnaires and complete AML questionnaires for external, including offshore, parties

Conduct ongoing monitoring reviews of activities performed by outsourced partners and produce finalized reports

Work closely with Investment Managers on the development of new funds, ensuring regulatory compliance throughout the process

Create and review application forms, acting as custodian for all forms

Conduct policy reviews and act as custodian for company policies

Communicate regulatory developments and changes to marketing and management teams

Engage with portfolio managers and business units on compliance matters

 

Please apply online

FROGG Recruitment

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